Amit Rao Senior Manager - Financial Services Consulting
Amit has over 14 years’ industry and regulatory experience in the UK financial services sector. With several years’ industry experience as a compliance manager and MLRO Amit has worked in an advisory capacity since 2014 and has extensive experience of advising a wide variety of financial institutions on regulatory and compliance matters.
His regulatory advisory experience includes conducting internal investigations and reviews following the discovery of suspected compliance issues; advising firms in relation to managing communications with regulators; assisting firms with FCA investigations and enforcement proceedings and supporting firms with the development and implementation of business reviews and redress/remediation exercises.
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Pages associated to Amit Rao
Industries
- PRA - New rules on outsourcing and third-party risk management
- Operational resilience – final rules and guidance
- Motor Finance Commission Scheme – Proposed Ban
- Operational Resilience
- FCA Consultation Paper CP21/36 – A new Consumer Duty
- CP21/13 – A new Consumer Duty
- Operational resilience: How are firms doing in meeting the March 2025 deadline?
- Asset management key contacts