Jonathan Wan Partner, Financial Services
Qualifications
- MSc in Financial Management (Distinction), The University of Manchester, United Kingdom
- Master of Accounting, Monash University, Australia
- BSc (Hons) Mathematics & Computer Engineering, Queen’s University, Canada
- Chartered Accountant, Chartered Accountants Australia & New Zealand
- Fellow of CPA Australia, CPA Australia
- Certified Information Systems Auditor, Information Systems Audit & Control Association
- CSX Penetration Testing Overview (CPTO) Certificate, Information Systems Audit & Control Association
- Certified Internal Auditor, The Institute of Internal Auditors
- Certification in Risk Management Assurance, The Institute of Internal Auditors
- Certificate in Data Analytics, ACCA
Background
Jonathan joined Financial Services team of Forvis Mazars in Hong Kong in 2023. With more than 20 years of experience in corporate advisory, Jonathan obtained extensive track records in advocating senior stakeholders for a wide spectrum of local and multinational financial institutions on the establishment of their strategic & IT transformation, governance, risk & compliance (GRC), including regulator driven system reviews, and data management frameworks; as well as on the enhancement of operation effectiveness and efficiency on those programmes.
Before joining Forvis Mazars, Jonathan held roles in Big 4 firms as well as the Hong Kong Exchanges and Clearing Ltd., American Express & Marsh McLennan. Jonathan is an active contributor in the professional arena and had delivered listing requirements, GRC and Tech related speeches in seminars and training with various professional bodies. He was a guest lecturer on corporate governance, internal controls and tech-risks for courses co-organized by the Economic Times Business College and the City University of Hong Kong.
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Pages associated to Jonathan Wan
Industries
- Banking & Capital Markets Insights
- Financial reporting of European banks: benchmark study H1 2022
- How 5G is going to transform digital banking in APAC by 2025
- Financial performance of European banks in the context of Covid-19: benchmark study 2021
- Financial reporting of European banks: benchmark study 2022
- Financial reporting of European banks: benchmark study 2023
- Financial services
- Asset management
- Insurance
- Real estate funds & investment management
- Financial reporting of European banks: benchmark study 2024
- Banking & capital markets
Services
Insights
- Application for a banking licence with the Hong Kong Monetary Authority
- Suitability obligations/investment product selling practices
- Regulatory compliance and risk management services for asset managers in Hong Kong
- Licensing Regime for Dealers in Precious Metals and Stones
- MZHK Financial Services Consulting Roundtable Luncheon (03 May 2023)
- Partners from Mazars in Luxembourg visit Mazars in Hong Kong (24 May 2023)
- ICAEW Hong Kong Gala Dinner (26 October 2023)
- Responsible banking practices: benchmark study 2019
- Concurrent SFC-HKMA thematic review of spread charges and other practices
- Licence application with the Securities and Futures Commission
- Internal audit services for financial institutions
- Revised HKMA requirements on recovery planning
- How RPA can facilitate digital transformation in financial services
- Selling practices of authorized institutions in respect of investment and insurance products
- Preparation for regulators’ (HKMA / SFC / IA) on-site inspections and reviews
- Responsible banking practices: benchmark study 2020
- Regulatory compliance and risk management services for securities brokerage companies regulated by the SFC
- Regulatory compliance services on conduct and governance of insurance companies, insurance agents and insurance brokers
- SFC consultation conclusions on the management and disclosure of climate–related risks by fund managers
- The launch of cross-boundary Wealth Management Connect (“WMC”) pilot scheme in the Greater Bay Area (“GBA”)
- Consultation conclusions on proposed amendments to the AML Guidelines of the Securities and Futures Commission (“SFC”)
- Regulatory standards and measures on operational resilience and remote working arrangements of the SFC
- Update on latest regulatory requirements for insurance products and insurance-linked securities
- Regulatory review /mock inspection for securities dealers and asset managers licenced by the SFC
- Responsible banking practices: benchmark study 2021
- Operational resilience regulatory framework for financial services providers regulated by the HKMA and the SFC
- Regulators’ expectations on corporate culture for financial institutions
- Establishing an effective compliance function for financial intuitions in Hong Kong
- Regulatory policy on virtual asset-related activities in Hong Kong of the SFC and the HKMA
- Regulatory framework and licensing requirements for trustees and custodians – Type 13 regulated activity
- Concurrent SFC-HKMA thematic review on distribution of non-exchange traded investment products
- New licensing regime for Virtual Asset Service Providers in Hong Kong
- Update on the latest regulatory requirements for selling of Protection Linked Plan
- Update on the New Regulatory Requirements for Conducting Bookbuilding and Placing Activities in Hong Kong
- Anti-money laundering and counter-financing of terrorism solutions
- Update on Supervisory Policy Manual module IC4 on complaint handling and redress by the Hong Kong Monetary Authority
- New Financial Services Consulting Partner strengthens technology consulting practices at Mazars in Hong Kong (3 April 2023)
- SFC licensing regime for virtual asset trading platform operators in Hong Kong
- Update on the thematic review of risk management practices related to data risks of licensed corporations by the SFC
- Global Financial Services Seminar in Rome (27 June 2024)
- Internal Sharing Session in CTBC Bank Hong Kong Branch (5 December 2023)