Update on the New Regulatory Requirements for Conducting Bookbuilding and Placing Activities in Hong Kong
To address intermediaries’ conduct issues in Hong Kong’s Equity Capital Market and Debt Capital Market, the Securities and Futures Commission has recently revised its Code of Conduct for Persons Licensed by or Registered with the Securities and Futures Commission (the “Code”) to include conduct requirements for bookbuilding and placing activities. The relevant requirements have come into effect on 5 August 2022.
This publication provides an overview of the new regulatory requirements stated in the revised Code, and outlines how our financial advisory service offerings can assist you in complying with the new rules.
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