Preparation for regulators’ (HKMA / SFC / IA) on-site inspections and reviews

Mazars in Hong Kong issued the latest Financial services publication regarding the Preparation for regulators’ (HKMA / SFC / IA) on-site inspections and reviews.

Since the 2008 financial crisis, regulators have taken a more prudent approach in supervising financial institutions. This newsletter provides some of the frequently asked questions (“FAQs”) about how an institution should be preparing for an upcoming regulatory inspection in order to avoid any major findings that could cause serious consequences.

Download the newsletter to find out more.

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Preparation for regulators’ on-site inspections and reviews.pdf

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