On this hour-long webinar, Mazars partner Kian Caulwell, Head of Financial Services Consulting covered:
Date: Monday,17 April 2023
 | Kian Caulwell: Partner, Head of Financial Services Consulting Kian Caulwell is a partner and Head of Financial Services (FS) Consulting in our practice in Ireland with over 16 years’ FS experience. As the Head of FS Consulting, he is responsible for leading our FS regulatory compliance and risk consulting services. He is a qualified Chartered Accountant, a Chartered Internal Auditor and a member of the Consumer Protection Working Group at the Compliance Institute. He has significant experience in supporting clients in their preparations for regulatory inspections, developing action plans to address regulator feedback and undertaking regulator instructed, independent third-party regulatory assurance reviews across the Irish and UK regulatory jurisdictions. His areas of specialisms include, corporate governance, risk management and compliance governance, consumer and investor protection. |
Following the recent Compliance Institute event at Forvis Mazars, entitled "Stepping into a PCF Role under SEAR – Factors to Consider", attendees gained valuable insights into navigating the complexities of the Senior Executive Accountability Regime (SEAR).
The European Banking Authority (EBA) and European Securities and Markets Authority (ESMA) have issued a discussion paper examining the potential review of the Investment Firms Regulation (IFR) and Investment Firms Directive (IFD), which sets capital and risk management requirements for investment firms in the European Union.
After several years in development, the newly crafted AI Act has entered into force following its publication in the Official Journal of the European Union. Designed to regulate artificial intelligence (AI), it aims to create better conditions for its innovation and application. The act is part of the EU Digital Regulation package, which includes other significant regulations such as the General Data...
Helping you create a resilient framework and culture that keeps you a step ahead of uncertainty
Our expert team has significant first-hand experience implementing accountability frameworks
The Central Bank (Individual Accountability Framework) Act 2023 (the Act) will ensure that conduct risk will remain a key risk that all regulated financial services firms (firms) must be able to demonstrate it is proactively managing and mitigating. In all likelihood, one of the key impacts of the Act will be the elevation of conduct risk further up the Board’s risk agenda prioritisation in 2024 and...
Tailored solutions for assurance and value creation in a changing world
Transforming organisations by aligning people, processes and technology
Building the future of financial services with forward thinking solutions
This website uses cookies.
Some of these cookies are necessary, while others help us analyse our traffic, serve advertising and deliver customised experiences for you.
For more information on the cookies we use, please refer to our Privacy Policy.
This website cannot function properly without these cookies.
Analytical cookies help us enhance our website by collecting information on its usage.
We use marketing cookies to increase the relevancy of our advertising campaigns.
