Gianfranco Mei Partner - Governance, Risk & Internal Control
QUALIFICATIONS/ TITLE:
- Laurea (equivalent to MSc) in Economics and Financial Markets
- Master Degree in Economics
EXPERTISE:
- Risk management (e.g. RMP, risk profiling) and valuation processes for the investment funds
- AML/CTF advisory services (e.g. remediation, risk assessment, risk appetite statements, policy and procedures, training)
- PMO regulatory services in the context of M&A transactions
- Internal governance operating model & regulatory assessment in M&A transactions
- Operational support to registrar & transfer agents and fund administrations
- Internal governance services (e.g. regulatory gap analysis, suitability of assessment of key function holders [“fit & proper concept”], self-assessment of boards, facilitation of trainings to key function holders, drafting manual of internal governance, drafting of terms of reference, assessment of management information flow)
- Regulatory advisory services (e.g. regulatory heath-check, regulatory inspection simulation, design remediation plan, policies and procedures drafting)
- Compliance advisory services (e.g. setup of compliance risk assessment / compliance monitoring plan, assistance to compliance function, reporting)
- Setup and assessment of internal control framework (including mapping of risk and mitigating controls)
- Oversight and due diligence advisory (e.g. setup of oversight due diligence framework [risk-based approach], due diligence questionnaire, due diligence on-site visit and reporting)
- Internal audit services (outsourcing, co-sourcing, external quality assessment [IIA Standard 1312])
- Third party assurance reporting: readiness assistance and examination (ISAE 3000 / ISAE 3402 / SSAE 18 [SOC1])
SECTORS:
- Asset Management
- Banking
- Real Estate / Private Equity
- Corporate Trust Entities
- Electronic Money Institutions, Payment Institutions
LANGUAGES:
- Italian
- English
- French